0001214659-23-014557 4 1 20231101 20231103 20231103 Ault Alliance, Inc. 0000896493 3679 DE 1231 4 34 000-52140 231377916 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 (949) 444-5464 3679 11411 SOUTHERN HIGHLANDS PARKWAY SUITE 240 LAS VEGAS NV 89141 BitNile Holdings, Inc. 20211213 Ault Global Holdings, Inc. 20210119 DPW Holdings, Inc. 20171229 IMPERALIS HOLDING CORP. 0001349706 3620 205648820 NV 1231 1421 MCCARTHY BLVD. MILPITAS CA 95035 (510) 657-2635 1421 MCCARTHY BLVD. MILPITAS CA 95035 COLOURED (US) INC. 20060112 4 1 marketforms-63462.xml PRIMARY DOCUMENT FORM 4 OMB APPROVAL ? Check this box OMB Number: if no longer 3235-0287 subject to Estimated Section 16. Form average burden 4 or Form 5 hours per obligations may response... 0.5 continue. See Instruction 1(b). ? Check this box UNITED STATES SECURITIES AND EXCHANGE COMMISSION to indicate that Washington, D.C. 20549 a transaction STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF was made SECURITIES pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of Person * or Trading Symbol Reporting Person(s) to Ault Alliance, Inc. IMPERALIS HOLDING CORP. [ Issuer (Check all IMHC ] applicable) _____ Director __X__ 10% Owner (Last) (First) (Middle) 3. Date of Earliest _____ Officer (give title 11411 SOUTHERN HIGHLANDS Transaction (MM/DD/YYYY) below) _____ Other PARKWAY, SUITE 240 11/1/2023 (specify below) (Street) 4. If Amendment, Date 6. Individual or LAS VEGAS, NV 89141 Original Filed Joint/Group Filing (Check (MM/DD/YYYY) Applicable Line) _X _ Form filed by One Reporting Person ___ Form filed by More (City) (State) (Zip) than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security 2. Trans. Date 2A. 3. Trans. 4. Securities 5. Amount of 6. Ownership 7. Nature of (Instr. 3) Deemed Code Acquired (A) or Securities Form: Direct Indirect Execution (Instr. 8) Disposed of (D) Beneficially (D) or Indirect Beneficial Date, if (Instr. 3, 4 and 5) Owned Following (I) (Instr. 4) Ownership any Reported (Instr. 4) Transaction(s) (A) (Instr. 3 and or 4) Code V Amount (D) Price By Ault Common Stock 11/1/2023 S 25,000 D $0.012 10,990,142 I Lending, LLC (1) Common Stock 14,348,481 I By Sentinum, Inc. (2) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. 3. 3A. 4. Trans. 5. Number of 6. Date Exercisable 7. Title and Amount of 8. Price 9. Number of 10. 11. Nature Derivate Conversion Trans. Deemed Code Derivative and Expiration Date Securities Underlying of derivative Ownership of Security or Date Execution (Instr. 8) Securities Derivative Security Derivative Securities Form of Indirect (Instr. 3) Exercise Date, if Acquired (A) or (Instr. 3 and 4) Security Beneficially Derivative Beneficial Price of any Disposed of (D) (Instr. 5) Owned Security: Ownership Derivative (Instr. 3, 4 Following Direct (D) (Instr. 4) Security and 5) Reported or Transaction(s) Indirect Date Expiration Amount or (Instr. 4) (I) Exercisable Date Title Number of (Instr. 4) Code V (A) (D) Shares Explanation of Responses: (1) Ault Lending, LLC is a wholly-owned subsidiary of Ault Alliance, Inc. (formerly, BitNile Holdings, Inc.) ("AAI"). (2) Sentinum, Inc. (formerly, BitNile, Inc.) is a wholly-owned subsidiary of AAI. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Ault Alliance, Inc. 11411 SOUTHERN HIGHLANDS PARKWAY X SUITE 240 LAS VEGAS, NV 89141 Signatures /s/ Milton C. Ault, III, Executive Chairman 11/3/2023 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.